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News And Insights

  • Regulatory Update

FCA Anti-money Laundering Annual Report

The FCA has published its Anti-money Laundering Report for 2015/16 on its website
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  • Regulatory Update

CFDs and Speculative Products and Appropriateness

Following on from PRIIPs (see previous article), ESMA has published an updated version of its
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  • Regulatory Update

PRIIPs: Are you ready?

Regulation 1286/2014 on the provision of key information documents for packaged retail and insurance-based investment
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  • Regulatory Update

AIFMD Passport: ESMA Advice re non-EU Jurisdictions

ESMA's second review of the extension of AIFMD passports has now been published.
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  • Regulatory Update

Whistleblowing in 2016 – A Practical Guide For Compliance Managers

Complyport, ComplySci and Intersol Global are thrilled to have partnered for this Whistleblowing webinar on

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  • Regulatory Update

Shadow IT and File Sharing

Firms have a need to share files with third parties and all to often, email
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