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News And Insights

  • Regulatory Update

Brexit – What happens if it happens?

The run up to the Brexit vote seems to be heavy on aspirations but light
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  • Regulatory Update

Bank of England and Financial Services Act 2016

The Bank of England and Financial Services Act 2016 received Royal Assent on 4 May
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  • Regulatory Update

Suitability in Wealth Management: Further FCA Visits

The FCA’s May edition of ‘Regulation round-up’ revisits its Suitability Review findings as a ‘Hot
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  • Regulatory Update

Data Breaches and GDPR

On the 4th May 2016, the EU’s General Data Protection Regulation (GDPR) was published. Firms
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  • Regulatory Update

‘Whistleblower’ or ‘Key Workplace Witness’?

Following on from his previous article, Ian Hynes suggests an alternative to the term 'Whistleblower'.
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  • Regulatory Update

UCITS V and Securities Financing Transactions Regulation: Changes to the Handbook

The FCA has published Consultation Paper CP16/14 – “UCITS V Level 2 Regulation, SFTR and
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