In today’s regulatory environment, senior leaders and Senior Management Function (SMF) holders face unprecedented personal and corporate accountability under the Senior Managers and Certification Regime (SM&CR) and international equivalent frameworks.
Off-the-shelf compliance courses are simply insufficient for high-level regulatory decisionmakers. At Complyport, we deliver bespoke executive training, coaching and mentoring tailored to your firm’s specific business model, risk profile and regulatory obligations.
Years of Compliance
Excellence
Successful FCA, EU
& UAE
Authorisations
Active Firms Receiving
Regulatory Support
FCA/PRA Skilled Persons
& Consultancy Panel
Chief Executive Officers (CEOs / SMF1) & COOs
Board Directors & Non-Executive Directors (NEDs)
Chief Risk Officers (CROs / SMF4) & Heads of Compliance (SMF16)
Data Protection Officers (DPOs), CISOs & Operational Risk Leads
Senior Managers across Certified Functions under SM&CR
Maintain defensible governance mapping, clear escalation pathways and robust "reasonable steps" documentation.
Successfully embed Consumer Duty oversight and drive positive cultural outcomes from the top.
Confidently challenge third-party vendor risks, operational resilience frameworks, DORA alignment and wind-down planning.
Effectively manage FCA supervisory meetings, Section 166 Skilled Person reviews and risk assessments.
Managing Director (Operations, Legal & Resourcing)
Alla is a former regulatory solicitor, with over 15 years’ experience in Senior Management and legal education. Alla is an Associate Professor and an experience coach and adviser to Boards, senior compliance professionals, risk leaders and MLROs.
Her background in psychology and therapy adds a distinctive dimension to her coaching, giving her a deep understanding of human behaviour, communication and performance under pressure. Combined with her regulatory expertise, this enables her to prepare candidates not only for what the FCA may ask, but for how to think, communicate and respond effectively in any interview.
Head of Training & Senior Regulatory Specialist
Nicola is a formally qualified professional trainer with hands-on experience working at the FCA and at Barclays, and extensive cross-jurisdictional experience in financial crime compliance, risk frameworks and RegTech implementation.
Nicola specialises in interactive, scenario-based MLRO training, helping compliance professionals apply regulatory requirements to real-world situations, particularly within high-risk and complex business models.
Complyport has been an invaluable partner in streamlining our compliance operations. Their KYC analysts handle high risk cases with precision, integrating seamlessly with our team. Their expertise, flexibility and insights help us make informed, defensible decisions. I highly recommend Complyport for organisations seeking compliance support that delivers real impact
Looking for Compliance Support?
First time getting in touch?
Whether you are applying for regulatory authorisation in the UK, EU, UAE or another jurisdiction, responding to new requirements, or in need of ongoing compliance support, our team is here to help.
Complete the form on the right, and we will get back to you shortly.
Looking for Compliance Support?
First time getting in touch?
Whether you are applying for regulatory authorisation in the UK, EU, UAE or another jurisdiction, responding to new requirements, or in need of ongoing compliance support, our team is here to help.
Complete the form on the right, and we will get back to you shortly.
