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News And Insights

  • Regulatory Update

Digital Financial Promotions

Clive Gordon of the FSA explains that the promotion rules are media-neutral, adding "digital media
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  • Regulatory Update

Reform of Approved Persons Regime

Consultation Paper addresses approach for dual regulated firms and extension of the application of APER
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  • Regulatory Update

On Track: Retail Distribution Review

New RDR Guide published by FSA
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  • Regulatory Update

Money Laundering Changes

Amendments include changing the definition of 'financial institution'
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  • Regulatory Update

Supervision under the FCA

Shift from a proactive to a forward-looking regulator
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  • Regulatory Update

Regulatory Reform

FSA consultation paper on procedural and Handbook changes which firms may wish to note
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