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News And Insights

  • Regulatory Update

Short Selling Disclosures and Notifications Update

New rules come into force
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  • Regulatory Update

Financial Crime Update

FSA warns that next round of thematic reviews will cover AML and ABC systems and
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  • Regulatory Update

MiFID II Progress

European Parliament adopts amended draft leading to possible two tier approach to banning of commission
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  • Regulatory Update

Fees and Levies

FSA annual consultation on fee rates and levies
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  • Regulatory Update

Transactions Actions

Stockbroker and CFD trading platform firm fined for transaction reporting failures
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  • Regulatory Update

The Journey Ahead

New publication sets out the FCA's approach to regulation from 'Day One'
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