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News And Insights

  • Regulatory Update

Complyport Wins Thomson Reuters Award

Firm received 'Best Consulting Firm of the Year' accolade in the 8th Annual Compliance Awards
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  • Regulatory Update

EMIR Progress

Following ESMA's final report the FSA sets out likely timetable for introduction of measures
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  • Regulatory Update

FSA: Client Assets Unit

Speech by the Head of Client Assets Unit confirms compliance with CASS is a regulatory
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  • Regulatory Update

Financial Crime and Asset Management

FSA now "moving on to asset managers" with thematic review of the sector commencing soon
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  • Regulatory Update

Asset Managers: An Important Message

FSA focussing on Asset Managers' Conflicts of Interest policies following thematic review
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  • Regulatory Update

AIFMD Update: CP12/32

FSA release first part of their two part consultation on AIFMD. CP12/32 sets out FSA's
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