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News And Insights

  • Regulatory Update

New Remuneration Code

The FCA and PRA have issued a joint Consultation Paper: 'Strengthening the alignment of risk
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  • Regulatory Update

Best Execution and Payment For Order Flow

Following a thematic review of best execution the FCA has now published the results of
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  • Regulatory Update

Connect vs. ONA

ONA to be largely replaced by new Connect system
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  • Regulatory Update

Retrospective Application of Rules

The FCA is calling for examples where it is believed that they have applied rules
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  • Regulatory Update

Best Execution and Payment For Order Flow

Following a thematic review of best execution, the FCA has now published the results of
Read more >
  • Regulatory Update

Standard Chartered AML ban

Standard Chartered has been barred from processing certain transactions as part of a $300m settlement
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