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News And Insights

  • Regulatory Update

AIFMD: Marketing Reminder

The AIFMD transitional period ends 21 July 2014 after which AIFMs will require either FCA
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  • Regulatory Update

EMIR: Additional Reporting

Firms subject to EMIR should be aware that additional (daily) reporting to a Trade Repository
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  • Regulatory Update

Wholesale Markets Review

The government announces a review into wholesale markets and how they operate; a joint FCA/Bank
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  • Regulatory Update

CASS: Overhaul of Regime

CASS Policy Statement 'Review of the client assets regime for investment business' (PS14/9) is published,
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  • Regulatory Update

FCA: Enforcement and Supervision

The FCA publishes its 'Enforcement-focussed' June Regulation roundup.
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  • Regulatory Update

FCA: Enhanced Supervision

The FCA publishes policy statement on how it will address serious failings of standards, governance
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