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News And Insights

  • Regulatory Update

Best Execution and Payment for Order Flow: The FCA talks tough

Complyport's take on the recent FCA publication of TR14/13 'Best Execution and Payment For Order
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  • Regulatory Update

EMIR Review

The FCA has undertaken a review on how industry dealt with the new obligations under
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  • Regulatory Update

Retrospective Application of Rules

The FCA is reaching out to the industry for examples where it is believed that
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  • Regulatory Update

Recovery and Resolution

Impact of Recovery and Resolution Directive.
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  • Regulatory Update

AIFMD Reporting: ESMA Guidelines

ESMA updated its AIFMD Reporting Guidelines earlier this month which AIFMs may find useful.
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  • Regulatory Update

Connect vs. ONA

A reminder that the FCA's Online Notifications and Applications system (ONA) will be largely replaced
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