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News And Insights

  • Regulatory Update

Hong Kong SFC: Manager-in-Charge Requirements

July deadline for Limited Corporations to submit info to SFC fast approaching
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  • Regulatory Update

Investment Firms: New Prudential Regime Update

EBA to hold public hearing on 3rd July
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  • Regulatory Update

SFTR – Transparency Requirements for UCITS and AIFs

New obligations will apply from July 2017
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  • Regulatory Update

Brexit and Fund Managers

Alternative Investment Fund Managers (AIFMs) and MiFID firms need to consider the impact that Brexit
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  • Regulatory Update

Money Laundering: Further Updates to Guidance

Changes to Guidance issued by Joint Money Laundering Steering Group
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  • Regulatory Update

FX Global Code

This new Code is relevant to all FX market participants, whether buy-side or sell-side, regardless
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