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News And Insights

  • Regulatory Update

FCA Business Plan 2017/18

FCA publishes business plan for 2017/18
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  • Regulatory Update

Private Fund Limited Partnerships

Legislative reform now in force
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  • Regulatory Update

PRIIPs: Implementation Date Confirmed

Regulatory Technical Standard to apply from January 2018
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  • Regulatory Update

MiFID II and the Senior Managers Regime

Complyport & Alexander Lloyd hosted a breakfast seminar on MiFID II and the Senior Managers

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  • Regulatory Update

Use of Dealing Commission 2017

FCA concludes most firms have failed to take on board previously published work
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  • Regulatory Update

Money Laundering: Changes to Guidance

JMLSG consults on changes to the Guidance
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