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PRIIPs: Key Information Document Guidelines

At its heart, the Packaged Retail and Insurance-based Investment Products Regulation (“PRIIPs Regulation”) requires retail

Asset Management Market Study: Final Report

FCA releases its final report on the Asset Management Market Study

Legal Entity Identifier LEI

The increasing need for firms to have an LEI

CFDs: FCA Statement

Of relevance to: Firms offering CFD products Last December the FCA published Consultation Paper CP16/40

Benchmarks Regulation

Additional European legislation to apply from January 2018

Notification of Major Interest in Shares

New TR-1 Form comes into force