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News And Insights

  • Regulatory Update

FCA retires Finalised Guidance 12/15 and 14/1 on describing advice services and inducements

Due to changes brought about by MiFID II, the FCA is retiring FG12/15 on independent
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  • Regulatory Update

ESMA provides one-stop company portal

ESMA provides a one-stop company portal for investors seeking information on whether a financial service
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  • Regulatory Update

ICO: Data Protection registration and fees

GDPR removes the requirement for data controllers to register with the ICO; however, new regulations
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  • Regulatory Update

5th revision of the MLD will bring greater transparency of beneficial ownership and enhance other areas

A fifth revision of the Anti-Money-Laundering Directive has been adopted by the European Parliament; EU
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  • Regulatory Update

FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation

The FCA are consulting on changes to the Financial Crime Guide to keep it up
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  • Regulatory Update

FCA publishes its Business Plan for 2018/19

In its Business Plan for 2018/19, the FCA shows mitigating the effect of Brexit is
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