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News And Insights

  • Regulatory Update

FCA warns general insurance firms failing to clearly show last year’s insurance premium at renewal time

FCA warns it will take action against general insurance firms which are failing to clearly
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  • Regulatory Update

ESMA Technical Advice simplifying prospectuses format and content

ESMA has published the first part of its Technical Advice under the new Prospectus Regulation,
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  • Regulatory Update

FCA introduces new rules and guidance on how advice should be provided to consumers on pension transfers

The FCA has published new rules on pension transfer advice and is seeking views on
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  • Regulatory Update

ESMA prohibits binary options and restricts CFDs to protect retail investors

ESMA has announced a ban on the provision of binary options to retail investors in
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  • Regulatory Update

GDPR – Are you ready?

Are you ready? On 25 May 2018, the GDPR will come into effect for all
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  • Regulatory Update

ESMA updated Q&As on Markets in Financial Instruments Directive and Regulation, Market Abuse Regulation, Benchmarks Regulation and Central Securities Depository Regulation

ESMA has updated its Q&As on the Markets in Financial Instruments Directive and Regulation, the
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