PRIPs
Greater protection for retail clients proposed
IMD Proposal
Aims to raise standards
Compliance Function Guidance
ESMA paper contains guidelines for firms
Remuneration Policies and AIFMD
Broadly similar to Remuneration Code
UCITS Q&As Published By ESMA
Topics include risk measurement
Cookies
New legislation in force governing use of cookies in firms’ websites
ESMA: Compliance Function Guidelines
Compliance function guidelines
MiFID II
EU Commission publishes draft revised Directive
Financial Transaction Tax
Proposed Directive could have significant implications for EU financial institutions and those transacting with them
UCITS IV
Handbook changes published by FSA