AIFMD: Cooperation Agreements
FCA signs supervisory cooperation agreements with 34 non-EEA countries
AIFMD: Passporting of Activities
FCA view differs from European Commission over passporting of MiFID type activities under AIFMD
AIFMD Update: CP13/9
FSA releases second consultation paper on AIFMD
AIFMD Update: CP12/32
FSA release first part of their two part consultation on AIFMD. CP12/32 sets out FSA’s current thinking but leaves many areas unanswered
EMIR Progress
Following ESMA’s final report the FSA sets out likely timetable for introduction of measures
MiFID II Progress
European Parliament adopts amended draft leading to possible two tier approach to banning of commission payments
Regulation of Indices
New European Commission consultation follows recent alleged manipulation of LIBOR
Remuneration Code – MiFID Version
Proposals driven from a Conflicts of Interest perspective in relation to the provision of services to a firm’s clients
OTC Clearing and EMIR
FSA progress
UCITS V
EC publishes draft proposal