Transaction Reporting Matters
Guidance on reporting requirements for derivative transactions
Non-GABRIEL Paper Reports
Up to seven new NGP reports will be scheduled on GABRIEL
Transaction Reporting Changes
Transaction Reporting Changes: Planned withdrawal of TRS service
Submissions to FSA
Two recent complaints against the FSA were upheld in the Regulator’s favour
Zen and the Art of Transaction Reporting
New system to impact on firms’ transaction reporting
Derivative Transaction Reporting
New guidance on reporting of on-exchange derivatives
Systems and Controls Questionnaire
Proposed changes to clarify reporting requirements
Standing Data & Telephone Numbers
Advance notice of telephone numbers
Auditor’s Report
Changes made to improve quality of auditors’ reports on client assets
Transaction Reporting
FSA propose amendments to reporting OTC derivatives