SEC Annual Updating Reminder
Statement to be submitted within 90 days of end of financial year
Submission of Annual Accounts (FIN-A)
New rules come in to force on December 31st
Country by Country Reporting
A reminder to CRD IV firms of the 1 July deadline in respect of the first ‘Country by Country’ disclosure
Non-GABRIEL Paper (NGP) Reports
FCA reminder on use of templates for close links and controllers reports
Pillar 3 Disclosure Enhancements
Pillar 3 Disclosure Enhancements: Changes to BIPRU 11 to take effect from 31 December
Transaction Reporting Guidance
No objections raised
TRUP 3
FSA releases draft update
TRS Update
FSA communication advises firms of changes
CMAR & CF10a
CASS oversight function and reporting requirement in place since 1 October
Transaction Reporting: Zen
Hard go-live’ date is 13 November at latest