Digital Financial Promotions
Clive Gordon of the FSA explains that the promotion rules are media-neutral, adding “digital media is on our radar”
Soliciting in the US
Proposed lifting of ban on general solicitation for certain securities offerings
Financial Promotions
Guidance issued on fund performance and image advertising
Prospectus Directive Update
Prospectus threshold and the ‘investors’ threshold will be raised
FSA and Financial Promotions
FSA releases two further publications on ‘financial promotions’
Prospectus Directive Changes
HMT consulting on prospectus requirements
Alternative Investment Fund Managers Directive
Outcome of ECON and Ecofinvotes
AIFM (cont)
First the ‘Swedish Proposal’, now the ‘Spanish Proposal’.