Controlled Function CF10a
Further application details available
Cold-shouldering
Dear Compliance Officer letter received by some firms
Delay To Controlled Functions Changes
FSA still updating ONA but remind firms that the delay is not a change of policy
Important Changes to Approved Persons Regime
Release of Policy Statement PS10/15
A technical correction to CF29 applicability
FSA’s review of the Handbook proposes correcting a technical error
Corporate Governance
FSA Emphasis on good corporate governance underlined
Approved persons & significant influence functions (SIFs)
Intensive regulatory approach
Approved persons
Scope and application of CF1 and CF2 extended