On 1st December 2022, the rules regarding the issuing of financial promotions on high-risk products
Congratulations to Complyport Director, Graham Levi-Samper, for his appointment as the co-chair of the CASS
We previously reported on the introduction of the FCA’s policy statement PS22/11: Improvements to the
With its deadline in January earlier this year, the Investment Firms Prudential Regime (IFPR) has
The new Consumer Duty (“The Duty”) has been introduced by the FCA to ensure appropriate
The FCA has recently released an update relating to their authorisations case work, and explaining
