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News And Insights

10% Portfolio Drop Rule to be Axed by Government

Introduced in 2018, Article 62 of the MIFID II regulations had required firms to notify

The Edinburgh Reforms – What next for UK Financial Services?

The global pandemic of Covid-19 has clearly overshadowed the UK’s full departure from the EU

UK to Announce New Crypto Regulations

Last week, the Treasury announced its plans to legislate for new regulatory powers to police

FCA Proposes Stronger Rules on Financial Promotions

On December 6, 2022, the Financial Conduct Authority (“FCA”) launched a Consultation Paper (CP22/27: Introducing

FCA warns Senior Managers and the CEO about CFD practices

Further to our email Wednesday June 16th 2021 which provided the sector with our heads-up

Jan Hagen takes up the role of Head of Regulatory Business Solutions at Complyport

Our Complyport team congratulates Jan Hagen for taking up the role of Head of Regulatory