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Consumer Duty Board Reports: Examples of Good and Poor Practices

The Financial Conduct Authority (‘FCA’) has recently published a comprehensive assessment of Consumer Duty Board

Research Payment Optionality Expansion – Fund Managers

Introduction With the introduction of payment optionality in July 2024 for MiFID investment firms through

Operational Resilience Lessons Learned: The CrowdStrike Outage

Introduction The FCA continues to emphasise the necessity for a firm’s operational resilience framework and

Cyber Resilience and the FCA’s Expectations for Financial Institutions

Importance of cyber security Cybersecurity is a critical component of operational resilience for firms in

FCA FG24/5: Prudential Assessment of Acquisitions and Increases in Control

Recently the FCA and PRA presented their findings PS18/24 after a period of consultation, within

Good Practice and Areas to Improve – Consumer Duty Price and Value

Introduction On 18th September 2024, the Financial Conduct Authority (“FCA”) set out an update to