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Dear CEO Letter for CFD providers

Introduction: The FCA’s Approach to Contracts for Difference (CFDs) The latest “Dear CEO” letter outlines

FCA Short Selling Regulation and its Importance in Financial Markets

Short-selling regulation (“SSR”) is a key aspect of financial market oversight aimed at promoting fair

How to Pass the FCA’s Fit and Proper Test for Key Personnel and Proposed SMFs

The Financial Conduct Authority (“FCA”) sets high standards for individuals in Senior Management Functions (“SMFs”)

Mansion House Speech 2024 – What’s Next for Regulation?

Introduction On 14th November 2024, the Chancellor Rachel Reeves, delivered her Mansion House package setting

Financial Promotions: HNWI and Sophisticated Investors certificates update

The UK Financial Promotions regime has been through a plethora of updates in the recent

FCA’s New Transparency Framework for Bond and Derivatives Markets

The FCA has introduced an updated transparency framework in the UK aimed at refining the