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News And Insights

  • Regulatory Update

AIFMD: Cooperation Agreements

FCA signs supervisory cooperation agreements with 34 non-EEA countries
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  • Regulatory Update

AIFMD: Passporting of Activities

FCA view differs from European Commission over passporting of MiFID type activities under AIFMD
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  • Regulatory Update

Short Selling

Changes to Notification Procedures: FCA releases new forms for shares, sovereign debt and CDS
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  • Regulatory Update

Restrictions on UCIS and ‘Close Substitutes’

Wide ranging changes to COBS 4.12 from 1 January 2014
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  • Regulatory Update

Venture Capital and Social Entrepreneurship Funds: Update

Regulations published concerning use of EuVECA and EuSEF designations
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  • Regulatory Update

Non-GABRIEL Paper (NGP) Reports

FCA reminder on use of templates for close links and controllers reports
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