The FCA has recently circulated some pointers regarding the submission of NGP reports (see Regulatory Roundup 34 for details and a link to FAQs), including a reminder that it is mandatory to use NGP001 template for reporting close links and that the FCA encourage the use of the controllers report template (NG002).
The Regulator also makes the request to clearly mark the covering email or letter with the Firm Reference Number, Firm name and the type of report being submitted and the period it covers.
Although the circulation then goes on to provide an FSA email address, it is recommended that you use: regulatory.reports@fca.org.uk or, for postal submissions, Central Reporting, The Financial Conduct Authority, 25 The North Colonnade, Canary Wharf, London E14 5HS.
