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News And Insights

  • Regulatory Update

Complaints and Professional Contacts

Some professional clients will now be covered by the FOS regime
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  • Regulatory Update

Investment and Corporate Banking Study

FCA issues market study Terms of Reference
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  • Regulatory Update

European Long Term Investment Funds

ELTIF regulation published in Official Journal
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  • Regulatory Update

Capital Resources Requirements for Personal Investment Firms (PIFs)

The FCA has published a Consultation Paper on the capital resources requirements for Personal Investment
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  • Regulatory Update

Financial Crime – A Guide for Firms

The FCA has published a revision to “Financial Crime: a guide for firms”, effective from
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  • Regulatory Update

Training and Competence for MiFID Firms

MiFID 2 firms subject to more stringent regime
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