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News And Insights

  • Regulatory Update

FCA Fees and Levies 2015-16

Final fees published; PGS levy introduced
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  • Regulatory Update

Private Equity – Limited Partnership Reforms

HM Treasury issues consultation on changes to the Limited Partnership Act 1907
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  • Regulatory Update

GABRIEL Filings – FSA055 – Systems and Controls Questionnaire

FCA contacts some firms
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  • Regulatory Update

Professional Clients and the Financial Ombudsman Service

Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA
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  • Regulatory Update

Feature – Compliance Management

As the increasing regulatory burden places more demands on a firm's time, ComplyTracker is an
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  • Regulatory Update

Restrictions on Retail Distribution

FCA to add new section to COBS 22 relating to retail distribution
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