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News And Insights

Disclosure Requirements

FCA publishes “Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook”.

UCITS V: HM Treasury Consultation

In September the FCA published it consultation paper (CP 15/27) on the implementation of UCITS

Money Laundering: Due Diligence Risk Factors

The three ESAs (ESMA, EBA and EIOPA) have published a joint consultation paper on simplified

Common Reporting Standards: FATCA

The International Tax Compliance Regulations 2015 (SI 2015/878) came into force in April this year

Cyber Security 101: Educate

AIMA, the Alternative Investment Management Association, launched its Guide to Sound Practices for Cyber Security

Pension Changes to Enhance Consumer Protection

After much debate the FCA is proposing changes to the pension rules to address the