Welcome to our UK site – choose your Jurisdiction

Get a Quote

News And Insights

  • Regulatory Update

Personal Data: US Safe Harbor

Safe Harbor scheme declared invalid
Read more >
  • Regulatory Update

Extension of Senior Managers Regime and Certification Regime

Government considers it appropriate to extend the Senior Managers Regime (SMR) and the Certification Regime
Read more >
  • Regulatory Update

Regulatory References

Consultation Paper CP15/31 proposes the introduction of new SYSC Chapter 22 ‘Regulatory References’
Read more >
  • Regulatory Update

Whistleblowing

A new SYSC section, SYSC 18.4, introduces the concept of a whistleblowers’ champion
Read more >
  • Regulatory Update

AIFMD Passport Extension: Second Round

Steven Maijooradvises a second round of non-EEA country assessments will take place.
Read more >
  • Regulatory Update

AML: UK Risk Management

HM Treasury publishes first money laundering and terrorist financing National Risk Assessment (NRA)
Read more >