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News And Insights

  • Regulatory Update

Personal Data: US Privacy Shield

New framework on transatlantic data flows under development
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  • Regulatory Update

Client Money: Loan-Based Crowdfunding

The proposed changes to CASS to allow firms to hold money in relation to both
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  • Regulatory Update

Liquidity Management in Funds

The FCA has published comments – there is no stand-alone paper as such - on
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  • Regulatory Update

Securities Financing Transactions Regulation: ESMA Discussion Paper

As advised in Regulatory Roundup 72, reporting and transparency obligations will arise in respect of
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  • Regulatory Update

Complyport CEO talks GRC in Telegraph interview

Governance, Risk and Compliance (GRC) is a term that might more accurately be described as

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  • Regulatory Update

LLPs and Register of Persons with Significant Control

Limited Liability Partnerships (LLPs) are required to register Persons with Significant Control (PSC) from 6th
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