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News And Insights

FCA Fees and Levies 2016-17

The FCA has published Consultation Paper CP16/9 “FCA Regulated fees and levies: Rates proposals 2016/17”

Financial Sanctions

The Office of Financial Sanctions Implementation (“OFSI”) came into being on 31 March.

FCA Business Plan 2016/17

The FCA has published its Business Plan for 2016/17, which also includes the ‘Risk Outlook’

Remuneration Guidelines: UCITS V and AIFMD

UCITS V introduces the need for UCITS management companies to establish and apply remuneration policies

IT and GRC – A Solution to the Gap at the Top?

Can GRC be the key to engaging senior management in cyber security planning?

Advising on Investments: FAMR

The joint FCA and HM Treasury Financial Advice Market Review (“FAMR”) final report published on