written by Mike Dalmiras One of the many hot topics on the UK regulatory agenda
written by William Jamieson – Manager, Regulatory Services. The COVID-19 Pandemic demonstrated two things. First,
Written by Peter Wilson – Manager Appointed Representatives (ARs) are a common way for principal
Speaking at the Personal Investment Management & Financial Advice Association (Pimfa) Virtual Fest V2, FCA
On 16 March 2021, the FCA announced that it has commenced criminal proceedings against National
The FCA has confirmed changes to its rules to allow for an increase in the
