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IFPR – Paved with good intentions, but unintended consequences for investors utilising Goodwill.

Written by Mike Dalmiras – Consultant The implementation of the new Investment Firms Prudential Regime

Global Anti-Corruption Sanctions Regime 2021

On 26 April 2021, the Global Anti-Corruption (GAC) sanctions regime was established via The Global

FCA secures bankruptcy of 3 individuals involved in an unauthorised share scheme

On 6 May 2020, following a trial, the High Court ordered the payment of nearly

FCA Second consultation on new prudential regime for UK investment firms

The Investment Firm Prudential Regime (IFPR) introduces a new prudential regime for MiFID investment firms

FCA’s business plan for 2021/2022

On 20 April 2021, the FCA announced that it would publish its 2021/22 Business Plan

FCA sets out proposals to strengthen its financial promotion rules for high-risk investments

On 29 April 2021, following feedback to its Call for Input (CFI) on Consumer Investments,