Fixed Overheads
Clarification of methodology provided by the EBA in draft Delegated Regulation
AIFMD Reporting: ESMA Guidelines
ESMA updated its AIFMD Reporting Guidelines earlier this month which AIFMs may find useful.
EMIR Review
The FCA has undertaken a review on how industry dealt with the new obligations under EMIR
AIFMD: Marketing Reminder
The AIFMD transitional period ends 21 July 2014 after which AIFMs will require either FCA approval or will have to provide notification to the FCA regarding marketing
EMIR: Clearing Update
ESMA has published two consultation papers on clearing obligations in regard to IRS’s and CDS’s
EMIR: Additional Reporting
Firms subject to EMIR should be aware that additional (daily) reporting to a Trade Repository (TR) comes into force on 11 August.
AIFMD: Authorisation Deadline Approaches
A reminder that the submission deadline for AIFMD authorisation is 22 July 2014
MiFID II
MiFID II and the Regulation (MiFIR) texts agreed by both the European Parliament and the European Council
AIFMD: ESMA Q&A
Q&A on application of AIFMD updated
AIFMD: Remuneration
The FCA’s CP14/4 proposes to introduce guidance on SYSC 19C