Use of Dealing Commission 2017
FCA concludes most firms have failed to take on board previously published work
Best Execution
FCA publishes statement regarding failing oversight of best execution
Best Execution and Payment For Order Flow
Following a thematic review of best execution the FCA has now published the results of its findings.
Best Execution in Different Markets
The FCA is undertaking a review of best execution in different markets
Transparent Asset Managers
New thematic review on use of dealing commission announced by FCA CEO
Short Selling
Changes to Notification Procedures: FCA releases new forms for shares, sovereign debt and CDS
Corporate Access
FSA looking into issue of firms using clients’ money to pay for corporate access
Asset Managers: An Important Message
FSA focussing on Asset Managers’ Conflicts of Interest policies following thematic review
Short Selling Disclosures and Notifications Update
New rules come into force
Short Selling Changes
New restrictions on uncovered short sales