ONA
New FSA reporting system
Broken
Broker mis-selling
AIFM (cont)
First the ‘Swedish Proposal’, now the ‘Spanish Proposal’.
Hedge Funds & Systemic Risk – Information Collection
Template for global collection of hedge fund information
Changes
Changes and corrections to SUP, DTR, COL and PRIN
Getting Closer
New draft rules governing close links reporting
Transaction Reporting & Execution
Possibility of exemptions ceasing
Wholesale Small Firms
Insufficient documentation
Online Notifications and applications (‘ONA’)
A applications and notifications submission to change
Expanding Shorts
FSA Feedback Statement on short selling