Standing Data & Telephone Numbers
Advance notice of telephone numbers
Auditor’s Report
Changes made to improve quality of auditors’ reports on client assets
FSA Business Plan 2011/12
Reduction of financial crime will remain a priority
Transaction Reporting
FSA propose amendments to reporting OTC derivatives
Prospectus Directive Changes
HMT consulting on prospectus requirements
FSA Data Items
FSA publishes amended guidance on completion of certain data forms
FSA003
Guidance on lines 142 and 143 in relation to capital planning buffers
CMAR
Further guidance
Competence & Ethics
Changes to TC, appropriate qualifications and code of practice for approved persons
Telephone Numbers
Proposal to provide FSA with prior notice of change