Financial Promotions
Guidance issued on fund performance and image advertising
Prospectus & Transparency Directives
Joint HM Treasury and FSA consultation
Pillar 3 Disclosure Enhancements
Pillar 3 Disclosure Enhancements: Changes to BIPRU 11 to take effect from 31 December
Transaction Reporting Guidance
No objections raised
TRUP 3
FSA releases draft update
TRS Update
FSA communication advises firms of changes
CMAR & CF10a
CASS oversight function and reporting requirement in place since 1 October
Transaction Reporting: Zen
Hard go-live’ date is 13 November at latest
Non-GABRIEL Paper Reports
Up to seven new NGP reports will be scheduled on GABRIEL
Transaction Reporting Matters
Guidance on reporting requirements for derivative transactions