1st May 2024: Financial Crime: The FCA’s 4 areas of focus Networking Breakfast
Financial crime remains a significant challenge and one that demands collective action and unwavering commitment. In light of recent developments and the evolving landscape, Complyport is delighted to extend an […]
17th April 2024: Internal Audit – Mastering Your Third Line of Defense
As regulations grow more complex, financial services firms face increasing scrutiny of their governance and controls. Robust internal audits are essential to test and evidence compliance across areas like conduct, […]
16th Nov 2023: MLRO Training Day
Your MLRO Training Day With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls – are you or your team aptly […]
Part 2: FCA Ramps up Pressure on MLROs with Record High Fines… Is your firm’s Line of Defence Bulletproof against Financial Crime?
Your MLRO Training Day With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls – are you or your team aptly […]
20th Sep 2023: MLRO Training Day – FCA Ramps Up Pressure on MLROs with Record High Fines… Is Your firm’s Line of Defence Bulletproof Against Financial Crime?
Your MLRO Training Day With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls – are you or your team aptly […]