Suitability: ESMA Guidance
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Suitability: Draft Guidelines
Draft guidelines published by ESMA
Risk and Suitability
Credit Suisse fined £5.95m
Retail Distribution Review
Consultative guidance covers ‘top questions’ on RDR
Platform Alterations
Platform Alterations: FSA plans further work before introducing rules banning commission payments
FSA and Inadequate Procedures
Concerns expressed over the adequacy of the FSA’s Consumer Contact Centre procedures
RDR: Delay Recommended
Delay recommended by Treasury Committee
Dear CEO: Suitability
Findings of FSA review highlight weaknesses among firms in assessing suitability, including inadequate client classification
Complaints
Consultation on changes to DISP
Suitability
FSA issues finalised guidance