SFTR – Transparency Requirements for UCITS and AIFs
New obligations will apply from July 2017
EMIR Review
FCA issues EMIR update alert
Variation Margin
EMIR Variation Margin Regulations will apply from 1 March 2017
EMIR – Reporting to Trade Repositories Revision
Revisions to RTS and ITS will apply from 1 November 2017
UCITS and AIFs: Transparency Requirements
A reminder to UCITS management companies and AIFMs that certain transparency obligations arising under the Securities Financing Transactions Regulation (“SFTR” – 2015/2365) apply from 13 January 2017 – see Regulatory Roundup 76.
European Market Infrastructure Regulation (“EMIR”): Final call for backloading
Of relevance to: those entities subject to EMIR It’s now nearly three years (12 February 2014) since the reporting obligation to report to a Trade Repository under EMIR came into […]
AIFMD: Annex IV Reporting
Key reporting date for AIFMs approaches
AIFMD: Annex IV Reporting Issues
The FCA issues a further set of Q&As to assist firms encountering problems meeting Annex IV reporting requirements.
GABRIEL Filings – FSA055 – Systems and Controls Questionnaire
FCA contacts some firms
Connect vs. ONA
A reminder that the FCA’s Online Notifications and Applications system (ONA) will be largely replaced by a new online system – ‘Connect’.