Complyport Welcomes New Recruits to the Complyport Graduate Training Programme
Complyport extends a hearty welcome to our newest members joining this year’s Graduate Training Programme! We have designed the Graduate Training Programme to ensure our Graduates obtain the necessary professional […]
Navigating the New FCA Regulations: How Complyport Supports Cryptoasset Firms in Achieving Compliance
The landscape of cryptoassets is ever-evolving, and with it, so are the regulatory requirements. Effective from 8 October 2023, the Financial Conduct Authority (FCA) is implementing a series of stringent […]
Operational Resilience, A Growing Challenge: 4 Aspects Financial Firms May Need to Consider
As the financial services industry continues to evolve at an unprecedented pace, operational resilience is at the forefront of concerns for many firms within the UK Financial firms and customers […]
Navigating Regulatory Compliance for Payment Service Providers: Becoming a Payment Institution or Electronic Money Institution
In today’s rapidly evolving financial landscape, Payment Service Providers (PSPs) such as payment Institutions (PIs) and Electronic Money Institutions (EMIs) have emerged as pivotal players, facilitating seamless and efficient electronic […]
Silicon Valley Bank: A case study into how firms should approach operational resilience
In the aftermath of the banking failure of Silicon Valley Bank (SVB) in March of 2023, it becomes crucial to delve into the events that preceded the collapse, identifying key […]
FCA Authorisation: Key Insights from our Latest Authorisation Webinar
Our recent authorisations webinar shed light on the intricacies of the authorisation process with the FCA, including considerations around authorisations for new entities, Variation of Permissions (VoP) and Change in […]
PS23/6: Cryptoassets to Be Subject to FCA’s Financial Promotions Regime
In a 2018 report, the Cryptoassets Taskforce (“CATF”) identified several risks cryptoassets may pose to consumers. The report outlined a significant risk of harm posed to consumers buying cryptoassets due […]
DP22/4 and DP22/5: Risks and Benefits of Technology for Payment Service Providers
Technology has had a profound impact on the financial services industry, with payment providers at the forefront of this transformation. People are more frequently relying on technology to make their […]
Prioritising ESG: A Sustainable Imperative for UK Financial Firms
In a rapidly evolving financial landscape, it is paramount for financial firms in the UK to prioritise Environmental, Social, and Governance (“ESG”) factors. More than a trend, the consideration of […]
The FCA’s 2023/24 Business Plan
In April , the FCA released their 2023/24 Business Plan (the “Plan”), providing insight into the regulators’ approach to the second year of their 2022 to 2025 strategy (the “Strategy”). […]