The FCA’s Vigilance in Setting Fair Standards within UK Financial Services: A Closer Look at the Treatment of Politically Exposed Persons (“PEPs”)
The Financial Conduct Authority (“FCA”) is steadfast in its commitment to maintaining a UK financial system which is clean, free from corruption and guarded against financial crime. The regulator launched […]
Top 20 MLRO Responsibilities
Confusion remains over the role of a Money-laundering Reporting Officer (MLRO). We’ve reviewed mainstream practices to identify key responsibilities. While our focus is on UK MLROs, the role of an […]
FCA’s Firm Stance on Crypto Regulations and the Ripple Effects on Binance’s Operations
The finance world has always been subject to regulations to ensure consumer safety and market integrity. Within this sphere, the Financial Conduct Authority (FCA) of the UK, is asserting its […]
The FCA’s Supervision Strategy for Corporate Finance Firms
What is the FCA Saying? The FCA has recently issued a “Dear CEO” letter to Corporate Finance Firms (“CFFs”) to outline potential harms to consumers and markets it anticipates […]
FCA Issues 146 Alerts in First 24 Hours of New Cryptoasset Marketing Regulations
The FCA has made clear it will take action against firms breaching financial promotions regime. Within the initial 24 hours of the Financial Conduct Authority (FCA) introducing more stringent regulations […]
CP23/20: FCA Announces New Diversity and Inclusion Reporting Requirements for all FCA Regulated Firms
On 25th September 2023, the Financial Conduct Authority (‘FCA’) published CP23/20 alongside the Prudential Regulation Authority (‘PRA’), which proposes a new regulatory framework on Diversity and Inclusion (‘D&I’) in the […]
Cryptoassets to Be Subject to FCA’s Financial Promotions Regime
In the rapidly evolving world of cryptoassets, staying on the right side of the law is paramount. If you’re a cryptoasset firm operating in the UK or marketing […]
FCA Cracks Down on Principal Firms Under AR Regime to Prevent Consumer Harm
The UK’s Financial Conduct Authority (FCA), steadfast in its mandate to protect UK consumers within the financial services markets has collected extensive data on appointed representatives (ARs) in order to […]
FCA Issues Firm Warning to UK Insurance Firms In Recent “Dear CEO” Letter
Overview of The FCA’s Guidance The Financial Conduct Authority (FCA) recently released guidance outlining its supervisory priorities for insurance firms over the next two years within its latest “Dear CEO” […]
Complyport Wins “Regulatory & Compliance Consultancy of the Year” Award at Global Advisory Experts Annual Awards 2023
As a leading regulatory and compliance consultancy with a global presence, Complyport is is proud to announce our recent triumph at the Global Advisory Experts Annual Awards 2023. Complyport was […]