Money Mules and the FCA’s Focus on Financial Crime Controls
Money mule activity remains a significant financial crime risk, enabling criminals to move and disguise the proceeds of fraud through the financial system. In its latest multi-firm review, the Financial […]
Firms’ Confidence, Satisfaction and Trust in the FCA Rise
Importance of Regulatory Relationships and Firm Sentiment A constructive and effective relationship between regulated firms and the Financial Conduct Authority (FCA) is vital to maintaining the stability, integrity, and international […]
Building Confidence in UK Financial Regulation
For firms seeking authorisation or individuals applying for Senior Management Functions (“SMFs”), an FCA interview can be a significant stage in the regulatory assessment process. While not every applicant will […]
Building Confidence in UK Financial Regulation
With the publication of the latest Financial Conduct Authority (“FCA”) and Practitioner Panel annual survey, the FCA has reported a significant rise in firms’ satisfaction, confidence and trust in the […]
Compliance Resourcing: Permanent Staff vs Outsourced Support
As regulatory complexity increases across financial services, payment services and investment management, building an effective compliance function requires deliberate strategic choices. Regulated firms face ongoing pressure to maintain effective oversight […]
Reforming UK Capital Markets: What the FCA’s Direction of Travel Means for Firms
The Financial Conduct Authority (FCA) has reiterated its ambition to make UK capital markets more effective, competitive and attractive, while maintaining the high standards and market integrity that underpin confidence […]
FCA Backs Commission-Based Protection Advice in Final Market Study
The FCA has published its Final Report on the distribution of pure protection products, bringing welcome clarity for advisers, insurers and consumers. While the regulator identified areas for improvement, one […]
‘For Love of the Game’: Introducing the Independent Football Regulator
The Football Governance Act 2025 has introduced a statutory framework for the regulation of English football. Established under the Act, the Independent Football Regulator (IFR) aims to protect clubs’ financial […]
FCA Targeted Support: What Firms Need to Know
The Financial Conduct Authority’s (“FCA”) Targeted Support regime came into force on 6 April 2026, introducing a new regulated activity designed to help bridge the gap between general guidance and […]
Saving Provisions, Run-Off and the FCA Crypto Gateway
As the FCA’s cryptoasset authorisation gateway opens, much of the industry’s attention has understandably focused on the mechanics of obtaining the new permissions required under the UK’s cryptoasset regime. Yet […]