FCA Consults on a New UK AIFM Regime (CP26/28)
The FCA has published CP26/28: The UK AIFM Regime, proposing a comprehensive reform of the UK’s regulatory framework for Alternative Investment Fund Managers (AIFMs). The consultation is part of a […]
CP26/27: FCA Consults on Major Overhaul of Remuneration Rules for Solo-Regulated Firms
The Financial Conduct Authority (FCA) has launched Consultation Paper CP26/27: Remuneration: Solo-regulated firms’ rules reform, proposing a significant simplification of the remuneration framework for solo-regulated firms, including AIFMs, UCITS management […]
Consumer Duty: FCA Highlights Good Practice and Areas for Improvement
The FCA has published two sets of good and poor practice observations relating to the Consumer Duty, covering Products and services and Outcomes monitoring. The publications do not introduce new […]
CP26/25: Value for Money – A New Measure of Success for Workplace Pensions
The FCA and the Department for Work and Pensions (DWP) and The Pensions Regulator (TPR) have published their latest consultation on the proposed Value for Money (VFM) Framework for defined […]
FCA Wealth Management Survey 2026: Where Should Wealth Managers Be Focusing Their Compliance Efforts?
The FCA has published its Wealth management survey report 2026, providing one of the clearest pictures yet of the regulator’s view of the UK wealth management sector. The scale of […]
CP26/29: FCA Proposes a Tailored Regulatory Regime for Captive Insurance
The FCA has published CP26/29 “A tailored regime for captive insurance”, setting out its proposed regulatory framework for captive insurers operating in the UK. The consultation is an important step […]
COMPLYMAP GROUP APPOINTS SANDEEP CHOUHAN AS CHAIRMAN
We are pleased to announce the appointment of Sandeep Chouhan as Chairman of ComplyMAP Group, with effect from 1 September 2026. The appointment comes as the UK-based Group, through its […]
FOS Service Reforms: Key Implications for Firms
The Financial Ombudsman Service (FOS) has announced the next phase of its service reform programme, introducing changes designed to improve efficiency, increase certainty for firms and ensure resources are focused […]
Account Information Services and AML: Mutually Exclusive?
Author: James Borley, Director of Payment Services, Complyport UK As open banking continues to mature across Europe and the UK, questions regularly arise regarding the Anti-Money Laundering (AML) obligations that should apply […]
The Future of E-Money Regulation in the UK: the Risk of Redefinition
Author: James Borley, Director of Payment Services HM Treasury’s consultation on the future regulatory framework for payments and electronic money may prove to be one of the most significant developments for the […]