Are you ready for the reporting obligations under SFTR?
In 2016, as a response to the many risks posed by shadow banking, the EU introduced the Securities Financing Transaction Regulation (“SFTR”), a set of new requirements aimed at improving […]
FCA Unhappy With The Current Standard Of Pension Transfer Advice
Pension Transfers in the Headlines Again… What is the issue? The FCA has issued the results of its recent work on the standards of pension transfer advice and has concluded […]