COVID-19 (Coronavirus) Pandemic Response In Financial Services
The World Health Organisation (“WHO”) has now officially classified the COVID-19 outbreak as a Pandemic. This means that there is evidence of uncontrolled spread from human to human in multiple […]
Redundancy, dear Watson
In a move which reflects a lot of recent predictions, one Japanese insurance company has replaced a number of claims processing staff with an artificial intelligence system.
Oops, Wrong Recipient
The ramifications of sending an email to the wrong person are sometimes far worse than simply embarrassing.
Whistleblowing in 2016 – A Practical Guide For Compliance Managers
Complyport, ComplySci and Intersol Global are thrilled to have partnered for this Whistleblowing webinar on 12 July 2016 Contributed commentary; ComplySci Whistleblowing in 2016 This subject is clearly top of mind for […]
Financial Advice Market Review (FAMR)
In March the Treasury and the FCA reported following a major review into financial advice to establish how the market can function better for consumers.
Complyport CEO talks GRC in Telegraph interview
Governance, Risk and Compliance (GRC) is a term that might more accurately be described as “The business issues that ought to keep directors and senior managers awake at night!” Complyport […]
Brexit – Too close to call
Brexit is the abbreviation for “British Exit” from the European Union (EU). The country will vote on the issue of whether to stay in the EU or leave in a referendum on Thursday 23rd June 201
Fire-fighting is an expensive solution to a GRC problem
Many businesses don’t recognise they have a problem until it’s too late!
The FCA Hot Topic: Suitability in Wealth Management
FCA stresses the actions they are and will be taking on suitability issues.