Complyport is delighted to announce that US Regulation Specialist, Ross Goffi has joined.
Ross brings with him a wealth of in-house compliance expertise from various firms including J.P Morgan and Aviva Investors Americas.
Complyport’s CEO, Paul Grainger, said of Goffi’s appointment, “Ross’ regulatory experience within the US will add real value to the team and to our clients. His in-depth knowledge of the US regulatory landscape, particularly within the asset management industry, will be of great practical benefit to firms looking to work in the US as well as UK based firms with US parentage.
Post-crisis, as firms continue to expand and seek cross-border opportunities, it has never been more important to have joined-up, robust and comprehensive compliance assistance. Regulators are working together in a far more collaborative manner and so being able to provide assistance to our clients on both sides of the Atlantic is essential. I’m delighted with this appointment and look forward to working with Ross over the coming months.”
Established in 2001, Complyport is now one of the UK’s leading compliance consulting businesses in the financial services industry, combining former regulators, industry practitioners, legal and accounting professionals. Complyport services a significant number of clients across all areas of retail and wholesale regulated markets, including investment management, securities brokerage, banking, retail wealth management and advice, venture capital, private equity and corporate finance.
