In an environment of increasing supervisory scrutiny, firms require a partner that combines deep regulatory authority with a clear understanding of the regulator’s expectations. Complyport is a premier provider of section 166 (s166) reviews and expert witness services, providing the professional depth and experience needed to resolve complex regulatory challenges.
Complyport supports firms across the FCA’s key s166 review areas, offering expert guidance before, during and after intervention.
Our standing as a premier regulatory partner is evidenced by our appointment to the FCA/PRA Skilled Person Panel across 8 distinct lots. This allows us to provide independent, regulator-approved expertise across the following areas:
Whether your firm is proactively strengthening its framework or responding to a formal mandate, our team of ex-regulators and industry practitioners provides end-to-end support:
Our subject matter experts bring together a wealth of backgrounds, skills and expertise from the financial industry, legal sector and regulatory bodies.
With over 25 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.
From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.
Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.
Leveraging cutting-edge fintech, regtech and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.
Providing Compliance Excellence
Successful FCA and EU Authorisations
Active Firms Receiving Regulatory Support
