FCA CP17/37 Industry Codes of Conduct and Discussion on Principle 5 Market Conduct
Of relevance to: Authorised firms, particularly those already subject to the Senior Managers and Certification Regime, including banks, building societies, credit unions and certain large investment banks Key date: Comments […]
Equities Electronic Trading Questionnaire ready for MiFID II
Of relevance to: Buy-side clients who need to request information from electronic trading providers in the European equity markets Key date: Applicable from 3 January 2018 The Association for Financial […]